Reg BI Suitability Audit Pack
143 households purpose-built for Regulation Best Interest compliance testing.
Overview
Regulation Best Interest requires broker-dealers to act in the best interest of retail customers when making recommendations. Testing your suitability engine against real client data creates privacy and regulatory exposure. This pack provides 143 synthetic households across all risk tolerance profiles, investment objectives, and time horizons — each with documented recommendation rationale, conflict-of-interest flags, and disclosure artifacts. Every household is annotated with the specific Reg BI obligation it is designed to stress-test. Includes senior investor scenarios, concentrated position cases, and POA arrangements.
What's Inside
Use Cases
Ideal Buyers
Example firms: LPL Financial, Raymond James, Stifel, Orion Compliance, ComplySci
Requires light re-tagging and documentation. Available within 1–2 weeks of order.
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WealthSynth is Finantrix's catalog of synthetic household datasets — privacy-safe test data for wealth-management, compliance, and RegTech teams, built from a documented base corpus across 31 tiered packages.
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