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Capital Markets & InvestmentPost-Trade & Settlementtrade-confirmation

DTCC Trade Information Warehouse

Clears and settles broker-to-broker equity, corporate, municipal bond, and UIT transactions in U.S. markets.

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Overview

DTCC's National Securities Clearing Corporation (NSCC) provides clearing and settlement services for virtually all broker-to-broker equity, corporate, municipal bond, and unit investment trust (UIT) transactions in the U.S. markets. It offers a range of products and services including Automated Customer Account Transfer Service (ACATS), Bulk Transfer Initiative, Corporate, Municipal, and UIT Real-Time Trade Matching (CMU RTTM®), CNS® netting and fail-control system, Cost Basis Reporting Service (CBRS), Envelope Settlement Service (ESS), Securities Financing Transaction (SFT) Clearing, and Obligation Warehouse (OW).

These services facilitate risk mitigation, cost reduction, and processing efficiency improvements for market participants. DTCC Learning also provides training to help clients optimize the use of DTCC post-trade processing products and services.

Key Features

  • + Automated Customer Account Transfer Service (ACATS)
  • + Bulk Transfer Initiative for mass account transfers
  • + Corporate, Municipal, and UIT Real-Time Trade Matching (CMU RTTM®)
  • + Core netting, allotting and fail-control engine (CNS®)
  • + Cost Basis Reporting Service (CBRS)
  • + Envelope Settlement Service (ESS)
  • + Securities Financing Transaction (SFT) Clearing
  • + Obligation Warehouse for real-time failed obligation management

Integrations

NSCC systemsFederal government reportingBroker-dealer platformsTrade matching systems
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