Cappitech
Multi-regulation transaction reporting platform for MiFID II, EMIR, SFTR, and global securities reporting
Overview
Cappitech, an S&P Global Market Intelligence brand, provides an automated regulatory transaction reporting platform for financial institutions. It supports compliance with regulations such as MiFID II/MiFIR, EMIR, SFTR, FINFRAG, SEC 10c-1a, SEC SBS, CFTC, and requirements from MAS, ASIC, HKMA, and JFSA. The platform collects trade data via customer databases, file uploads, or APIs, validates reports for eligibility and content, enriches data, and submits to Approved Reporting Mechanisms (ARMs) or National Competent Authorities (NCAs).
The solution includes a regulatory dashboard for monitoring submission timeliness, rejection rates, and compliance KPIs, with features like GAP analysis and Natural Client Identifier (NCI) enrichment. Additional intelligence modules offer trade reconciliation, UTI pairing via UTI Connect, best execution monitoring, operational insights, and SFTR analytics for data visualization. The platform integrates with existing EMS and OMS systems through encrypted file uploads and APIs.
Key Features
- + Automated transaction reporting to ARMs and NCAs for MiFID II, EMIR, SFTR, and global regulations
- + Regulatory dashboard with KPI monitoring, rejection tracking, and timeliness analysis
- + GAP analysis for product scope and Natural Client Identifier (NCI) enrichment
- + Multi-format trade data integration from EMS, OMS, databases, and APIs
- + UTI Connect for pairing and exchanging UTIs across counterparties
- + Best execution monitoring and SFTR analytics with data visualization