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Cross-Sector / Enterprise FintechRisk, Regulatory & Compliance (GRC)Regulatory Reporting (Basel, CCAR)

Funds-Axis

Multi-modular compliance software for investment firms, covering regulatory reporting, monitoring, and disclosures

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Overview

Funds-Axis delivers Galaxy, a RegTech platform designed for investment firms, depositaries, fund administrators, and wealth managers. The platform provides modular solutions for AIFMD and UCITS regulatory reporting, investment compliance monitoring with rule-based exception management, shareholder disclosure automation, fund document production (KIIDs, PRIIPs), and risk oversight including sanctions, ESG, liquidity, and cashflow monitoring.

Galaxy integrates with fund administrators, prime brokers, and custodians via APIs, SFTP, and flexible data formats, enabling rapid onboarding. The platform supports multi-jurisdictional operations and consolidates data into a single environment for NAV oversight, stress testing, and client-ready reporting. Funds-Axis also offers managed services and maintains pre-configured rule libraries to streamline implementation.

Key Features

  • + AIFMD and UCITS Annex IV regulatory reporting with unified framework
  • + Investment compliance monitoring with UCITS rules and Prospectus logic overlay
  • + Shareholder disclosure automation across 80+ jurisdictions with pre-coded rule libraries
  • + Fund document production for KIIDs, PRIIPs, and regulatory templates
  • + Liquidity risk monitoring, stress testing, and cashflow oversight
  • + Sanctions and ESG screening modules

Integrations

Fund administratorsPrime brokersCustodians
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