MCO (MyComplianceOffice)
Employee compliance platform for personal trading, gifts, political contributions, and code of conduct monitoring.
Overview
MyComplianceOffice (MCO) provides a comprehensive platform for managing employee code of conduct activities across financial services firms. The solution automates personal trading compliance, including digital asset and crypto trading, monitors gifts and hospitality, tracks political contributions, manages outside business activities, and oversees employee registrations and licensing requirements. The platform also includes communications archiving and review capabilities, with integrations like Slack, to identify potential conflicts of interest.
Built on a unified technology platform, MCO offers centralized data workflows, task management, dashboards, attestations, case management, and document management across all employee compliance areas. It supports a modular approach, allowing firms to expand from specific compliance needs to broader coverage across users, geographies, or new products. The platform holds SOC2 Type II and ISO 27001 certifications, with data encrypted in transit and at rest.
Key Features
- + Personal trading manager with 100% trade capture including crypto assets
- + Gifts, entertainment and hospitality tracking with approval workflows
- + Political contributions monitoring across jurisdictions and donation limits
- + Outside business activities and connected persons relationship monitoring
- + Communications archiving and review with Slack integration
- + Unified compliance platform with centralized data, case management and reporting