Governance, Risk and Compliance Value Stream Catalog: AI-Ready Edition
A catalog of 12 governance, risk and compliance value streams and 60 stages, each stage shown today and AI-native, with its AI mode and human checkpoint
About This Value Stream Collection
Governance, Risk and Compliance Value Stream Catalog: AI-Ready Edition catalogs the end-to-end work of the governance, risk and compliance function for architects and transformation leads in financial services firms: 12 value streams in 60 stages, each running from a trigger to a result. Every stage is set out twice, as it runs today and as it could run AI-native, with the target AI mode, the agents involved and the checkpoint where a person decides. The catalog is taken from Governance, Risk and Compliance Business Architecture Package: AI Transformation Blueprint and sold on its own.
The Catalog
Each entry names the stream, its number of stages and the outcome it delivers.
- Business Strategy to Agreed Risk Appetite (5 stages). Outcome: A risk appetite the board has approved, tied to the strategy, turned into limits that business units and decisions can use, and watched through indicators that warn before a limit is breached.
- Risk Identified to Risk Decision (5 stages). Outcome: Every significant risk known, rated in one way, owned by a named Process Owner, decided at the right level of authority and treated, so risk is managed before harm rather than discovered after it.
- Regulatory Change to Compliant Operation (5 stages). Outcome: Each relevant requirement change found early, assessed once with the legal function, built into the policies, processes and controls it affects, and shown to be met by the day it takes effect.
- Obligation Identified to Compliance Attested (5 stages). Outcome: Each obligation owned, monitored and tested in proportion to its risk, breaches determined and fixed by the right people, and attestations and certifications backed by evidence leadership and the board can rely on.
- Control Need to Assured Control (5 stages). Outcome: Controls designed in proportion to the risks and obligations they address, operated and monitored by their owners, tested by people independent of them, and fixed and verified when they fail.
- Audit Plan to Closed Findings (5 stages). Outcome: Independent, objective assurance on governance, risk management and control, delivered to a risk-based plan, with findings management can act on and actions verified before they are closed.
- Concern Raised to Matter Resolved (5 stages). Outcome: A safe channel that acts: every report received and recorded once, routed to the right owner, investigated fairly where it is ethics or compliance misconduct, referred to the people who decide outcomes, and closed with the reporter protected throughout.
- Legal Request to Resolved Matter (5 stages). Outcome: Legal risk understood and handled at a known cost: routine requests answered from approved guidance, advice given by an accountable lawyer, positions recorded for reuse, and matters resolved within the authority of the people who decide.
- Personal Data Use Proposed to Approved Processing (5 stages). Outcome: New uses of personal data launched with the people concerned informed and their interests weighed, high-risk uses decided by an accountable executive, and each use checked once it runs.
- Third-Party Need to Assured Relationship (5 stages). Outcome: Third parties the organization can depend on: each relationship tiered by its inherent risk, assessed in proportion, decided at the authority level it requires, written into the contract, watched until exit and left without disruption.
- Critical Service Identified to Proven Resilience (5 stages). Outcome: Critical business services that keep running or come back within the disruption each can bear, with recovery requirements, plans and a crisis team proven by exercises and tests rather than assumed.
- Disruption to Recovered Operations (5 stages). Outcome: A coordinated response with decisions made by the people the crisis plan names, critical operations recovered within their requirements, clear and approved information to the people affected, and lessons applied.
In the Download
Three files carry the same catalog: a deck for presenting, a workbook for analysis and a guide for reading.
- Stream and stage detail: steps, stakeholders, entry and exit criteria, and the capabilities that enable each stage
- At each stage: current pain points, the AI-native design, agents, target AI mode, human checkpoint and KPIs
- A further 17 standard governance, risk and compliance value streams, steps included, kept as a reference set of common processes
- Value Streams deck (PowerPoint), with each stream as a flow and then one stage at a time
- Workbook (Excel), with the streams and stages in sheets to filter and extend
- Guide (Word), covering the AI mode, human oversight, risk tier and work pattern scales, each stream in prose, and the license
- Corrections free of charge, and new versions free for 180 days after purchase
Your organization's name and license ID are printed in every file.
Who It Is For
Process owners redesigning governance, risk and compliance work, transformation leads planning from a future-state view, and architects linking value streams to capabilities.
With the Other Editions
The Governance, Risk and Compliance Capability Matrix: AI-Ready Edition defines the capabilities each stage names, and Governance, Risk and Compliance Business Architecture Package: AI Transformation Blueprint specifies the agents and adds the data model, use cases, controls, operating model and roadmap. The Governance, Risk and Compliance Business Information Model is sold on its own as well.
Target AI modes reflect a typical large enterprise; treat them as a first draft of your own.
What's Included
At a Glance
- 12 value streams across 60 stages
- Current and AI-native view of every stage
- AI mode and human checkpoint at each stage
- Plus 17 standard reference value streams
- PowerPoint, Excel and Word
- New versions free for 180 days
Enterprise License
Consultancy License
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Related Frameworks
Business Architecture Packages
Governance, Risk and Compliance Business Architecture Package: AI Transformation Blueprint
From $3295Capability Models
Governance, Risk and Compliance Capability Matrix: AI-Ready Edition
From $1295Business Information Model
Governance, Risk and Compliance Business Information Model: AI-Ready Edition
From $495Value Streams