Financial Advisor Workstation Features and Functions

The Financial Advisor Workstation Features and Functions is a curated deliverable comprising a conceptual vision diagram and ~120 essential features for best-in-class financial advisor systems. It helps wealth management and broker-dealer firms reimagine their advisory technology by providing a structured, hierarchical catalog of capabilities that modern advisor workstations should deliver.

Delivered as an editable spreadsheet.

What's Inside

• Spreadsheet with ~120 features and functions, logically grouped by capability area
• Business context diagram depicting the conceptual vision of the advisor workstation

Key Capability Areas

• Client acquisition and onboarding — streamlined workflows for new client setup and servicing
• Profiling and planning — tools for understanding client goals and building financial plans
• Asset management and solution implementation — capabilities for managing investments and executing strategies
• Reporting — client-facing and internal performance and compliance reporting
• Practice management — operational tools to run and grow an advisory practice

How Teams Use It

• Benchmark existing advisor workstation capabilities against a best-in-class feature set
• Build an RFP or vendor evaluation scorecard for advisor technology platforms
• Define the future-state vision for advisory tooling in digital transformation initiatives
• Align business and technology stakeholders on priority features

Who It's For

Heads of advisor tools and technology, custodian platform executives, technology leaders, business and enterprise architects, and software vendors evaluating best-in-class standards.