RIA Technology Data: All Categories
All four adviser-level RIA technology workbooks in one 12-month license: archiving, compliance software, portfolio reporting and financial planning, each fact sourced and dated.
About This Product
Every RIA Technology Category, Adviser by Adviser
All four adviser-level workbooks in one license: communications archiving, compliance software, portfolio reporting and financial planning. Every SEC-registered adviser, with what it uses in each category and how we know: its Form ADV filing and the filing date, or the client sign-in on its own website and the day it was read.
Each workbook is also sold on its own, at $1,995 a year. The four together are $4,995 a year. The overview of the RIA technology data shows what each covers and where it comes from.
What is in it
- Communications archiving: every SEC-registered adviser with the archiving firm it names on Form ADV, and who added or dropped one in the last year.
- Compliance software: the same for compliance software firms.
- Portfolio reporting: every wealth manager in scope with the reporting system it uses, from its website and its filing, sourced and dated.
- Financial planning: the same for planning tools.
Every adviser is a firm, identified by its SEC CRD number, so the four workbooks join to each other and to the contact tool you already use. No individual is named and no contact details are included.
How it is updated
Each workbook is updated on its own schedule, which its own page states: assets and registration monthly, advisers' websites each quarter, Form ADV filings once a year. The files at your download link are replaced with each update, for twelve months from purchase.
License
Licensed to the purchasing company for internal use, for twelve months. Not for resale or redistribution, in whole or in part. See the Digital Product Terms, including section 3.4 on data licenses.
Source data: advisers' public websites; U.S. Securities and Exchange Commission, public domain. The compilation, matching and categories are Finantrix's.
What's Included
Company License (12 months)
Internal use by the purchasing company for twelve months, all four categories, with every update in that time.
All sales are final. We do not offer refunds, returns or exchanges.
Delivered instantly on payment. EU and UK consumers: starting the download ends the 14-day right of withdrawal.
Prices exclude tax. Any sales tax, VAT or GST due in your country is added at checkout.
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The Finantrix Store sells reusable business-architecture reference deliverables — capability models, data models, and value-stream maps — built for financial-services strategy and technology teams.
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The questions worth settling first. Still unsure? Email us before purchasing — sales are final.
What exactly do I receive?
The files listed under "What's Included" on the product page, and nothing beyond them. Most products are editable PowerPoint, Excel, and Word documents; some are supplied as archives containing those files. Delivery is immediate — a download link is issued as soon as payment completes.
Are the files editable, or locked?
Editable. They are working documents in their native formats, not locked PDFs or images, because the point of the product is that you customize it. A few reference guides are supplied as PDF where editing them would serve no purpose.
How long is my download link valid?
Links stay active for 7 days after purchase and allow up to 3 downloads. Save the files somewhere durable when you receive them. If a link expires or you run out of downloads, email support@finantrix.com and we will issue a new one — that is a support request, not a repurchase.
What is the difference between the Enterprise and Consultancy licenses?
An Enterprise License covers use anywhere within a single organization — your colleagues can all work from the material. A Consultancy License covers use across multiple client engagements, which the Enterprise License does not permit. If you advise more than one organization, the Consultancy License is the one you need. Full terms are at /legal/digital-products-terms.
Do I get a receipt and proof of license?
Yes, both, automatically. Your order confirmation email links to a purchase receipt and a license certificate, and normally carries them as PDF attachments as well. Unlike the download link, those documents do not expire and opening them does not use up one of your 3 downloads — they are there for expense claims, accounting, and procurement reviews that arrive long after the files do. Finantrix collects no sales tax or VAT, so the receipt shows the tax line as not applicable rather than as a computed amount.
Can I get a refund?
As a rule, no. These are digital products delivered immediately and in full, so sales are final — we do not offer returns, refunds or exchanges once a purchase completes. If you buy as a consumer in the EU or UK, you have a 14-day right of withdrawal that ends when you ask us to start the download, which is what you confirm at checkout. Where Stripe is the merchant of record for your purchase, Stripe operates its own refund process and may decide a request itself. All of this is why every product page carries a detailed manifest and an honest note on fit: we would rather you decide correctly before buying than be disappointed afterwards. If you are unsure whether a product suits your situation, email support@finantrix.com before purchasing and we will tell you.
How much customization should I expect to do?
A meaningful amount, and that is by design. These are generic, sector-level artifacts intended as a substantial head start rather than a finished deliverable for your organization. Each product page includes an honest note on fit setting out, deliverable by deliverable, what is complete and what you will need to supply.
Is implementation help or support included?
No. The purchase covers the files only — it does not include customization, implementation assistance, training, or consulting. Our consulting team is available separately on a paid basis if you want deeper help; contact us to discuss scope.
Do you offer a preview or sample before purchase?
Not as a downloadable sample. The product page is the preview: it lists every file, states the capability counts and levels of decomposition, and sets out where the artifact stops. If something specific would settle your decision, email support@finantrix.com and ask.
Can I share the files with colleagues or clients?
Colleagues within your organization, yes, under the Enterprise License. Clients, no — that requires a Consultancy License. Redistribution, resale, or publishing the material publicly is not permitted under either license.
How current is the content?
The artifacts describe business structure — capabilities, value streams, information entities — which changes far more slowly than technology or regulation. Where a product includes market-facing material such as vendor profiles, the product page says so and advises verifying currency before relying on it for a decision.